This is a great opportunity for a Compliance Executive to work within a well-known Asset Management firm based in the Thames Valley. This position is a 12 month FTC will offer circa £50,000 and you will have access to a discretionary bonus and comprehensive benefits plan.
In this position you will have responsibility for approving financial promotions, providing advice and support to the business regarding regulatory matters and report to senior members of staff and the board on regulatory changes. You will also assist with implementation of monitoring programmes and support senior members of the Compliance team, as requested.
The chosen candidate will demonstrate a good knowledge of compliance regulatory frameworks, have experience with financial promotions and will possibly come from an audit/accountancy background. All enquiries and applications should be submitted to Alex Sanson, a.sanson@austinandrew.co.uk.