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Senior Compliance Manager

  • Ref No:
    VAC-14431
  • Location:
    London
  • Industry:
    Asset Management
  • Type:
    Permanent
  • Working Hours:
    Either
  • Salary:
    £75,000

 
Vacancy Description:

This is an opportunity for you to work within a worldwide Asset Management firm in a Senior Compliance Manager role. Working within the group's Compliance Oversight function, running their Sales and Marketing team you will have four direct reports and you will be reporting directly into the Head of Compliance.

This position will involve signing off of Financial Promotions and Compliance Monitoring Programmes. This team is required to travel in Europe a few times a year to visit regional offices and this will be split between the team members. In this role you will get exposure to senior management and subsequently the firm requires someone with gravitas and accountability and the confidence to work with Executives on compliance matters.

The chosen candidate will have proven management experience in a similar role and a good knowledge of regulatory developments such as RDR and UCITS IV, among others. This position will offer in the region of £70-75,000 and comes with a highly competitive bonus scheme and positive work ethos. All queries and applications should be directed to Alex Sanson, a.sanson@austinandrew.co.uk .

Austin Andrew Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. The details included in this ad are a guide and we will consider applications from all candidates who have the requisite skills for the role. Austin Andrew Ltd does not discriminate on the grounds of age, race, gender or disability.
 

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