Vacancy Description:
This interdealer broker is seeking a Compliance Assistant to support the team with general Compliance administration duties. You will be eligible for up to £28,000 plus benefits and bonuses.
In this position you will have responsibility for supporting the Compliance function and main responsibilities will be keeping track of FSA regulatory updates, analysis of trading data, and compliance monitoring. Other responsibilities may involve staff training on compliance matters, client reviews and some AML work.
Successful candidates will have some experience in a regulatory environment and basic product knowledge including cash equities and securities, equity and commodity derivatives markets. The chosen candidate will also have excellent IT skills, in particular Excel and Word. All queries and applications should be addressed to Alex Sanson, a.sanson@austinandrew.co.uk.
Austin Andrew Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. The details included in this ad are a guide and we will consider applications from all candidates who have the requisite skills for the role. Austin Andrew Ltd does not discriminate on the grounds of age, race, gender or disability.