Vacancy Description:
An institutional stock broker based in the heart of Mayfair is looking for a Compliance Officer and MLRO to work in a stand-alone, part-time role. This role will offer between £50-65k pro rata and you will also be eligible for company benefits and a discretionary bonus.
Standing in this role will give you access to all people within the business and your workload will be varied. Responsibilities will cover advising financial advisors of regulatory requirements, liaising with regulatory bodies and completing regular reports, keep up with a thorough compliance monitoring system and be the main point of contact for all other compliance related queries, including AML and T&C for Approved Persons. You will be the CF10 and CF11 for this company with no direct reports.
The successful candidate will be able to demonstrate an ability to work autonomously in a varied and high-responsibility position. You will have proven experience in a similar environment and also be happy to work on a part-time basis, three days a week. All queries and applications should be addressed to Alex Sanson, a.sanson@austinandrew.co.uk .
Austin Andrew Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. The details included in this ad are a guide and we will consider applications from all candidates who have the requisite skills for the role. Austin Andrew Ltd does not discriminate on the grounds of age, race, gender or disability.